The evidence, case by case
Four questions per case, the same every time. Each statement is labelled by how settled it is and linked to its source. Criticisms and replies are both included.
Established Measured or observed repeatedly; not in serious dispute.Active research An open research question, or a claim that specialists still dispute.Speculative A proposed explanation that has not yet been tested directly.
Protein folding and sequence space
01 What is observed?
- EstablishedMany small proteins refold on their own after being unfolded: the amino-acid sequence carries the information for the structure. (Anfinsen 1973)
- EstablishedProteins fold in microseconds to seconds, far faster than a random trial of every conformation would allow (Levinthal's paradox). Folding is a biased descent down a funnel-shaped energy landscape, not a random search. (Levinthal 1969; Zwanzig et al. 1992; Dill & Chan 1997)
- EstablishedSequences are constrained unevenly: in λ repressor, buried positions tolerated few substitutions while most surface positions tolerated many. (Reidhaar-Olson & Sauer 1990)
- EstablishedFrom a library of 6 × 10¹² random 80-residue proteins, in vitro selection recovered four unrelated families that bind ATP. (Keefe & Szostak 2001)
- Active researchWorking from a weakened β-lactamase, Axe estimated that about 1 in 10⁶⁴ sequences consistent with that fold's hydropathic pattern form a working domain, and that the prevalence of sequences performing a specific function by any domain-sized fold may be as low as 1 in 10⁷⁷. (Axe 2004)
- Active researchA co-evolution model of ten natural protein families found that the number of sequences able to fold to a given structure is enormous (more than Avogadro's number even for small domains), but that as a fraction of all sequences it is tiny and falls steeply with length. (Tian & Best 2017)
- EstablishedMost proteins are only marginally stable, many mutations destabilise them further, and extra stability makes a protein more tolerant of new mutations. (Taverna & Goldstein 2002; Bloom et al. 2006; Tokuriki & Tawfik 2009)
- EstablishedStructures can now be predicted accurately from sequence for most single-domain proteins, and some functional proteins have no fixed fold at all. (Jumper et al. 2021; Dyson & Wright 2005)
02 What does evolutionary theory propose?
- Active researchMost new proteins arise by duplication and divergence of existing genes and by recombining existing domains, so evolution rarely has to find a fold from scratch. (Tautz & Domazet-Lošo 2011)
- Active researchSome genes arise de novo from non-coding DNA, passing through a 'proto-gene' stage. (Carvunis et al. 2012; Tautz & Domazet-Lošo 2011)
- Active researchFunctional sequences form connected networks, so selection can move from one working sequence to a neighbouring one without sampling sequence space at random. Stability margins make such walks easier. (Bloom et al. 2006; Tokuriki & Tawfik 2009)
- Active researchRandom sequences often have weak activities that selection could improve. In one study up to 25% of random clones expressed in E. coli changed growth rate; that interpretation was disputed. (Neme et al. 2017; Knopp & Andersson 2018; Weisman & Eddy 2017; Knopp et al. 2019)
03 What are the unresolved questions and criticisms?
- Active researchHow rare are functional folds? Published figures differ by more than 60 orders of magnitude, largely because they measure different things: binding any ATP, catalysing a reaction, adopting a particular fold. Which definition matters for a given evolutionary step is itself disputed. (Keefe & Szostak 2001; Axe 2004; Tian & Best 2017)
- Active researchAxe, and Gauger & Axe, argue that functional folds are too rare, and too isolated from each other, to be reached by mutation and selection. Mainstream researchers have generally not accepted the extrapolation from one enzyme to protein space in general. (Axe 2004; Gauger & Axe 2011)
- EstablishedAn evolution experiment that began with a random 139-residue polypeptide climbed easily to the middle of its fitness landscape, but the landscape above that was rugged; the authors concluded that 'an enormous range of sequence diversity' would be needed to climb further. (Hayashi et al. 2006)
- EstablishedInteractions between mutations (epistasis) close off most mutational paths: of 120 possible orders for five β-lactamase mutations, 102 were inaccessible to selection. (Weinreich et al. 2006)
- SpeculativeThe first proteins, before any existed to duplicate, belong to the origin-of-life question, and no tested account of them exists. (Koonin & Novozhilov 2009)
04 What evidence would help distinguish competing explanations?
- Measurements of the functional fraction for several folds and lengths, all using the same definition of function. This would show whether the gap between estimates is real or a matter of definitions.
- Laboratory evolution of a genuinely new fold, not just a new activity in an existing one, from an unrelated or random sequence.
- Resurrected ancestral sequences tested for activity at each step of a proposed path between two different folds.
- De novo genes in natural populations shown to encode stable, folded proteins with a selectable function.
Established Measured or observed repeatedly; not in serious dispute.Active research An open research question, or a claim that specialists still dispute.Speculative A proposed explanation that has not yet been tested directly.
Open the interactive protein folding and sequence space module →
The bacterial flagellum
01 What is observed?
- EstablishedIn E. coli and Salmonella the flagellum is built from about two dozen structural proteins, and its gene clusters can include more than 50 genes when assembly and regulation are counted. (Liu & Ochman 2007; Macnab 2003)
- EstablishedTorque comes from stator units (MotA/MotB, or PomA/PomB in sodium-driven motors) that pass ions across the inner membrane. E. coli motors hold at least 11 stator units, and strains lacking stator proteins build flagella that cannot turn. (Reid et al. 2006; Berg 2003)
- EstablishedEach stator unit is a ring of five MotA around two MotB (A₅B₂). The same architecture appears in other ion-driven bacterial motors. (Santiveri et al. 2020; Deme et al. 2020)
- EstablishedAssembly runs from the inside out. The export apparatus at the base sends rod, hook and filament subunits up the hollow centre to the growing tip, and assembly checkpoints control the order in which genes switch on. (Macnab 2003; Chevance & Hughes 2008)
- EstablishedExport is driven mainly by the proton-motive force. Cells lacking the FliI ATPase can still export, weakly. (Minamino & Namba 2008; Paul et al. 2008)
- EstablishedThe flagellar export apparatus is homologous to the injectisome (non-flagellar type III secretion system) that many pathogens use to inject proteins into host cells. Its ATPase, FliI, closely resembles the α/β subunits of F₁-ATP synthase, and FliJ resembles that enzyme's γ subunit. (Abby & Rocha 2012; Wagner et al. 2018; Imada et al. 2007; Ibuki et al. 2011)
- EstablishedMotors differ between species: some have wider stator rings and extra scaffolding that produce more torque. (Beeby et al. 2016; Minamino & Imada 2015; Johnson et al. 2021)
- EstablishedThe archaeal 'flagellum' is an unrelated machine whose structure resembles bacterial type IV pili. It has been renamed the archaellum. (Jarrell & Albers 2012)
02 What does evolutionary theory propose?
- Active researchThe core axial proteins (rod, hook, filament) are related to one another, which suggests they arose by repeated duplication and modification of a few precursor genes, or even a single one. (Liu & Ochman 2007)
- SpeculativeThe flagellum was assembled from parts that first served other functions (co-option, or exaptation): a protein-export system, an ion channel, adhesive filaments. On this view no 'leap' is needed. (Pallen & Matzke 2006; Pallen & Gophna 2007; Miller 2004)
- Active researchPhylogenomic analysis of more than 1,000 genomes indicates that the injectisome evolved from the flagellum, not the other way round. Machines can be repurposed into new, equally complex machines. (Abby & Rocha 2012; Gophna et al. 2003)
03 What are the unresolved questions and criticisms?
- Active researchBehe argued that a system of several interacting parts, each needed for the basic function, cannot be produced directly by numerous successive slight modifications. He called such systems irreducibly complex, with the flagellum as his example. Knockouts do abolish motility: without stators the filament does not turn, and without the export apparatus nothing beyond the base is built. (Behe 1996; Reid et al. 2006; Macnab 2003)
- Active researchCritics reply that the argument rules out only direct routes. Indirect routes, in which parts are borrowed from other systems and change function along the way, are not excluded, and homologies show that many parts do have relatives elsewhere. (Miller 2004; Pallen & Matzke 2006)
- Active researchHomology shows that parts share ancestry; it does not by itself show a pathway in which every intermediate worked and was selected. No such step-by-step pathway has been demonstrated experimentally. Pallen & Matzke described what an experimental programme might look like. (Pallen & Matzke 2006)
- Active researchIf the injectisome is derived from the flagellum, it cannot be the flagellum's ancestor. What the export system did before the flagellum existed is not known. (Abby & Rocha 2012)
04 What evidence would help distinguish competing explanations?
- Laboratory evolution of motility from a cell given only part of the system.
- Natural intermediate systems with a demonstrated, selectable function. Abby & Rocha describe an intermediate form of the injectisome that still exists in Myxococcales.
- Resurrected ancestral axial and export proteins, tested for the activities a proposed pathway requires.
- For each proposed step, an estimate of how many coordinated changes it needs. Those numbers can then go into the Probability Simulator's population-genetics model.
Established Measured or observed repeatedly; not in serious dispute.Active research An open research question, or a claim that specialists still dispute.Speculative A proposed explanation that has not yet been tested directly.
Genetic information and mutation
01 What is observed?
- EstablishedThe standard genetic code assigns 61 codons to 20 amino acids and 3 to 'stop'. It is nearly universal, with a few known variants. (Koonin & Novozhilov 2009)
- EstablishedThe code limits the damage from errors: a mistaken codon usually codes for the same or a similar amino acid. Under one weighting, only about one in a million random alternative codes did better. (Freeland & Hurst 1998)
- EstablishedMutation rates have been measured directly: about 1 × 10⁻³ per genome per generation in E. coli, and 1.2 × 10⁻⁸ per nucleotide per generation in humans. (Lee et al. 2012; Kong et al. 2012)
- EstablishedMost mutations that affect fitness are harmful, and the proportions vary by organism and gene. In one RNA virus up to 40% of random single-base changes were lethal. (Eyre-Walker & Keightley 2007; Sanjuán et al. 2004)
- EstablishedSickle-cell haemoglobin is a single-base change (Glu → Val at position 6). One copy protects against severe malaria; two cause disease. (Ingram 1957; Allison 1954)
- Established'Silent' synonymous changes are not always neutral: they can affect splicing, mRNA stability and translation. (Chamary et al. 2006)
- EstablishedIn Lenski's long-term experiment, one population evolved the ability to grow on citrate in oxygen after tens of thousands of generations, through earlier 'potentiating' mutations followed by a later one. (Blount et al. 2008)
02 What does evolutionary theory propose?
- EstablishedPoint mutation, duplication, rearrangement, recombination and horizontal transfer, filtered by selection and drift, are the sources of new genetic information. Many substitutions are neutral. (Kimura 1968; Eyre-Walker & Keightley 2007)
- SpeculativeThe code's error-minimising structure is itself a product of selection on early codes. (Freeland & Hurst 1998; Koonin & Novozhilov 2009)
03 What are the unresolved questions and criticisms?
- SpeculativeHow the genetic code arose. Stereochemical, coevolution and error-minimisation hypotheses each explain part of the pattern, and none is established. This is an origin-of-life question, not one that natural selection among organisms can answer. (Koonin & Novozhilov 2009)
- Active researchBehe reviewed experimental-evolution studies and argued that most adaptive mutations break or blunt existing genes ('the first rule of adaptive evolution'). Others point to gains such as the citrate innovation and de novo genes. How common gain-of-function adaptation is remains debated. (Behe 2010; Blount et al. 2008; Carvunis et al. 2012)
- Active researchHow long it takes to acquire changes that only work together. Durrett & Schmidt modelled two coordinated changes in a regulatory sequence and found a few million years enough for Drosophila but more than 100 million years for humans. Behe and the authors disagreed in an exchange of letters about what the result implies. (Durrett & Schmidt 2008; Behe 2009)
04 What evidence would help distinguish competing explanations?
- Across many experimental-evolution studies, measured rates of gain-of-function versus loss-of-function adaptive mutations.
- Laboratory evolution of new functions that need several coordinated changes, timed and compared with population-genetics predictions.
- Experimental tests of proposed routes to the genetic code using prebiotic chemistry.
Established Measured or observed repeatedly; not in serious dispute.Active research An open research question, or a claim that specialists still dispute.Speculative A proposed explanation that has not yet been tested directly.
Open the interactive genetic information and mutation module →
Molecular machinery: ATP synthase and kinesin
01 What is observed?
- EstablishedATP synthase has a catalytic head (F₁: three α and three β subunits around a central γ) and a membrane rotor (Fₒ: a ring of c subunits next to subunit a). The central stalk rotates inside the head. (Abrahams et al. 1994; Noji et al. 1997; Stock et al. 1999)
- EstablishedF₁ rotates in 120° steps, one per ATP, and each step splits into roughly 90° and 30° substeps. It runs at about 130 revolutions per second at saturating ATP. (Yasuda et al. 1998; Yasuda et al. 2001)
- EstablishedEach β subunit cycles through three states (open, loose, tight) as the stalk turns: Boyer's binding-change mechanism. (Boyer 1997; Abrahams et al. 1994)
- EstablishedThe c-ring has 8 subunits in cattle and 10–15 in fungi, bacteria and chloroplasts. Each full turn makes 3 ATP and moves one proton per c subunit, so 8/3 ≈ 2.7 protons are needed per ATP in vertebrates. (Watt et al. 2010; Stock et al. 1999)
- EstablishedKinesin steps 8 nm along a microtubule for each ATP it splits, alternating its two heads hand-over-hand, and typically takes about 100 steps before letting go. (Svoboda et al. 1993; Schnitzer & Block 1997; Yildiz et al. 2004)
- EstablishedATP synthase subunits share nucleotide-binding sequence motifs with myosin, kinases and other ATP-using enzymes. Kinesin and myosin share a core structure. (Walker et al. 1982; Kull et al. 1996; Vale & Milligan 2000)
- EstablishedF- and V-type ATPases have related catalytic and membrane subunits but unrelated central stalks. The flagellar export ATPase resembles F₁'s α/β and γ subunits. (Mulkidjanian et al. 2007; Imada et al. 2007; Ibuki et al. 2011)
02 What does evolutionary theory propose?
- SpeculativeRotary ATPases began as membrane protein translocases, which in turn evolved from RNA translocases. In those ancestors the translocated polymer sat where the central stalk is now. (Mulkidjanian et al. 2007)
- Active researchKinesins and myosins descend from a common ancestral nucleotide-binding motor and diverged to walk on different tracks. (Kull et al. 1996; Vale & Milligan 2000)
- SpeculativeCoupling to ion gradients (chemiosmosis) may go back to natural proton gradients at alkaline hydrothermal vents. (Lane & Martin 2012)
03 What are the unresolved questions and criticisms?
- Active researchNo stepwise route to ATP synthase in which each stage is shown to work has been reconstructed. Homology identifies related parts; it does not by itself show the path. (Mulkidjanian et al. 2007)
- Active researchTurning proton flow into rotation needs the a subunit and the c-ring to work together. How that coupling arose in stages is an open question. (The Lab's summary.)
- Active researchAlmost all cells use ATP synthase to make the ATP that their other machinery, including the machinery that builds ATP synthase, depends on. Its origin is therefore bound up with the origin of life. (Lane & Martin 2012)
04 What evidence would help distinguish competing explanations?
- Resurrected ancestral rotary-ATPase subunits, tested for the partial functions proposed for them.
- Simpler rotary systems in nature that work with fewer parts.
- Laboratory experiments that couple an ion channel to a ring ATPase and select for rotation or transport.
Established Measured or observed repeatedly; not in serious dispute.Active research An open research question, or a claim that specialists still dispute.Speculative A proposed explanation that has not yet been tested directly.
Open the interactive molecular machinery: atp synthase and kinesin module →
Genetic entropy: does the genome decay?
01 What is observed?
- EstablishedEach person carries about 70 new mutations not present in either parent (Keightley's estimate; Kong et al. measured about 1.2 × 10⁻⁸ per nucleotide). How many of them affect fitness is much less certain. (Keightley 2012; Kong et al. 2012)
- EstablishedOf mutations that change fitness, most are harmful. Their effects span many orders of magnitude, with a long tail of very slight effects. (Eyre-Walker & Keightley 2007)
- Active researchFor amino-acid changes in humans, a gamma distribution with shape 0.23 fits the data: more than half reduce fitness by between 0.1% and 10%, and fewer than 15% are strongly harmful. Larger samples suggest even more are only weakly harmful (|s| < 0.001). (Eyre-Walker et al. 2006; Kim et al. 2017)
- EstablishedLines kept through single-individual bottlenecks, which nearly switches off selection, steadily lose fitness in many organisms. (Halligan & Keightley 2009)
- EstablishedMuller's ratchet has been seen directly in asexual lineages: an RNA virus, and Salmonella, in which 1% of 444 bottlenecked lineages had visibly lost fitness after 1,700 generations. Endosymbiotic bacteria, which live asexually in small populations, show the accelerated sequence change it predicts. (Chao 1990; Andersson & Hughes 1996; Moran 1996)
- EstablishedToo many mutations can kill a population. A 9.7-fold rise in mutation rate caused by the drug ribavirin cut poliovirus infectivity by 99.3% in a single round of infection. (Crotty et al. 2001)
- EstablishedDegradation can be reversed. Mutationally degraded C. elegans lines returned to full mean fitness in fewer than 80 generations once kept in large populations, partly through compensatory mutations. (Estes & Lynch 2003)
- Active researchThe human H1N1 influenza lineage accumulated about 1,400 point mutations between 1918 and its disappearance in 2009, while its mortality rate fell. Carter and Sanford read this as genetic attenuation. A common alternative, here in the Lab's own words, is that rising immunity and better medicine lowered mortality. (Carter & Sanford 2012)
02 What does evolutionary theory propose?
- EstablishedMutations that selection can see reach a balance at which they are removed as fast as they arrive. With multiplicative effects, mean fitness settles near e^−U, whatever the size of each effect. (Haldane 1937; Muller 1950; Kimura & Maruyama 1966)
- EstablishedSex and recombination break up linked mutations, which stops Muller's ratchet and lets selection act on each mutation separately. (Muller 1964; Felsenstein 1974; Kondrashov 1988)
- Active researchA high load need not shrink a population if selection acts on relative fitness (soft selection), or if mutations interact so that selection removes several at once. On this view a deleterious rate of about 2.2 per generation is tolerable. (Wallace 1975; Keightley 2012; Lesecque et al. 2012; Agrawal & Whitlock 2012)
- Active researchBeneficial and compensatory mutations can offset the slow fixation of slightly harmful ones. Above a critical effective size, likely a few hundred, populations hold their fitness on average. (Whitlock 2000; Poon & Otto 2000)
- EstablishedSmall populations are genuinely at risk. Drift fixes harmful mutations, fewer offspring survive, numbers fall, and drift grows stronger: a mutational meltdown. (Gabriel et al. 1993; Lynch et al. 1995; Lynch et al. 1995)
- Active researchSome mainstream geneticists also expect decline in modern humans, because medicine and small families relax selection, possibly measurably within a few generations. (Lynch 2016)
03 What are the unresolved questions and criticisms?
- Active researchSanford argues that most mutations are slightly harmful, that selection cannot see them (especially when survival is noisy), and that the human genome is therefore degenerating. He bases this on simulations with Mendel's Accountant. Most population geneticists dispute the premises and the conclusion. (Sanford 2005; Sanford et al. 2007; Gibson et al. 2013)
- Active researchKondrashov identified a 'dangerous range' of effects, between 1/genome size and 1/4Nₑ, in which mutations accumulate almost freely yet together could carry a large load. He called the resulting paradox real and proposed soft selection or synergistic epistasis as possible ways out. (Kondrashov 1995)
- Active researchHow much of the genome is functional? About 8.2% of the human genome shows evidence of constraint. If that is right, most new mutations are neutral. If, as Sanford argues, nearly all of the genome matters, the harmful rate is far higher. (Rands et al. 2014)
- Active researchThe weakest effects, the ones that matter most here, are the hardest to measure. Estimates of the distribution's tail depend on demographic models and sample size. (Kim et al. 2017; Eyre-Walker & Keightley 2007)
- Active researchIs selection in real populations mostly hard or mostly soft? The answer decides whether a low 'mean fitness' number means fewer survivors or just a different ranking. (Wallace 1975; Agrawal & Whitlock 2012)
- Active researchHow common are beneficial mutations, and do they keep pace? Estimates range from about 1 in a million (the figure in Sanford's lecture) to about 1 in 100 (from beneficial mutation rates measured in E. coli). (Perfeito et al. 2007; Lee et al. 2012)
- Active researchBasener and Sanford argue that, once mutations are included, Fisher's fundamental theorem does not guarantee that fitness rises. (Basener & Sanford 2018)
- Active researchLoad estimates across human populations with very different histories are similar, which constrains how fast recent changes alter load. (Simons et al. 2014)
04 What evidence would help distinguish competing explanations?
- Standardised, multigenerational measurements of fitness-related human traits, as Lynch (2016) calls for.
- Long mutation-accumulation and recovery experiments in large sexual populations, run for thousands of generations, that measure absolute fitness and not only growth rate relative to an ancestor.
- Direct estimates of how many harmful mutations have effects below 10⁻⁴, from very large samples.
- Time series of mutation load from ancient DNA within one lineage.
- Fitness assays, not only sequence counts, along the H1N1 lineage and other long-studied viral lineages.
- Whether species with long-term small populations (island endemics, endosymbionts) show the predicted decline, and how fast.
Established Measured or observed repeatedly; not in serious dispute.Active research An open research question, or a claim that specialists still dispute.Speculative A proposed explanation that has not yet been tested directly.
Open the interactive genetic entropy: does the genome decay? module →
Sources and labels
- Every citation was checked against Crossref for title, journal, volume, pages and DOI, and each quoted finding against the paper's abstract. Books and book chapters are marked, because they are not peer-reviewed journal articles; so is BIO-Complexity, a journal founded by intelligent-design researchers.
- "Established" means measured or observed repeatedly. It does not mean that every interpretation of the measurement is settled.
- The cases address different questions: biological evolution; the origin of life; the origin of biological information; the emergence of molecular machines. Evidence on one does not automatically carry over to another.
- Found an error or a missing source? Tell us.
All references
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